AI-Powered Review
Catch Potential Regulatory Issues Before They Go Live
- Scans pages and blog posts against SEC and FINRA advertising rules
- Flags potential issues like performance claims, superlatives, and missing disclosures
- Cites the relevant regulation for each finding
- Run on-demand or automatically when content is submitted
Change Review
Every Edit Reviewed Before It Goes Live
- Require approval for site or blog changes before publication
- Reviewers see old vs. new content side-by-side
- Approve or reject with comments
- Only authorized team members can publish directly
Complete History
A Record of Every Change, Every Decision
- Every edit, approval, and rejection logged automatically
- Searchable and filterable
- Entries cannot be modified or deleted
Regulatory Documents
All Your Compliance Documents, Centralized
- Store Form ADV, Form CRS, Privacy Policy, Terms of Service, and more
- Link to BrokerCheck and IAPD profiles
- Your chatbot and site footer pull disclosures from here automatically
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